Collection and use of
shareholder information
SteepleView Fund and the IRA custodian
collect only relevant information about the
Fund's shareholders that the law allows or
requires us to have in order to conduct our
business and properly service you.
We collect financial and other personal
information about you from the following
sources:
Information you provide on applications or other forms (for example, your name, address, social security number and birth date);
Information derived from your transactions with us (for example, transaction amount, account balance and account number);
Information you provide to us if you access account information or conduct account transactions online (for example, password, account number, e-mail address, alternate telephone number).
Keeping information secure
We maintain physical, electronic and procedural
safeguards to protect your financial and other
personal information, and we continually assess
new technology with the aim of adding new
safeguards to those we have in place.
Limiting employee access to information
We limit access to personally identifiable
information to only those employees with a
business reason to know such information.
Use of personal and financial information by us and third parties
We do not sell non-public personal information
about current or former customers or their
accounts to any third parties, and do not disclose
such information to third parties unless
necessary to process a transaction, service an
account, or as otherwise permitted by law.
Those who may receive this information include
the companies that provide transfer agent,
technology and administrative services, as well
as the investment adviser who is an affiliate of
the Fund.
Accuracy of information
We strive to keep our records of your
information accurate, and we take immediate
steps to correct errors. If there are any
inaccuracies in your statements or in any other
communications from us, please contact us or
contact your investment professional.
Copyright © SteepleView Fund 2008. All rights reserved.